Summary of Meeting Paper

The 1996 Annual Meeting of the Society for Risk Analysis-Europe

Decision Support for Food Related Risks: Identification of Inference Rules and Key Risk Attributes Using Fuzzy Logic. David Waters and Peter Grindrod, QuantiSci, Chiltern House, 45 Station Road, Henley-on-Thames, Oxon, RG9 1AT

ABSTRACT

Development in the field of individual and group perception of food related risks requires the identification of key risk attributes and their critical combination to form robust inference rules. In most psychometric studies statistical techniques have been employed to analyse survey data. Their limitations are well known, for example permitting exchangeability, and therefore, these passive snapshots are often of restricted management use. The processing should be done in a way that is sympathetic to the human perception process and identifies whether any underlying logic (inferential rules, linking key attributes to response) is exhibited, which could be anticipated or managed in the future.

We analyse the process by which individuals (including food safety experts) and groups (e.g. based on ethnic, religious and cultural backgrounds) formulate their response to perceived risks by applying an Al technique based on fuzzy logic. This framework is suited to the subjective, context-dependent, non unique, classification of attributes and concepts involved in a cognitive approach to perception. Inferences are represented by memberships in hierarchical fuzzy sets. Such a hierarchy is inferred from the relative strengths of different attributes. In order to identify good rules we introduce a measure of success defined for an arbitrary rule, which can be optimised over the set of all rules by using a genetic algorithm. Once a 'best' rule has been fitted to the data, we check its significance by considering its performance with reference to a distribution of other 'best' rules, obtained using the same target set along side an equivalent number of random attribute sets. The main objective is to test the homogeneity of the inter- and intra-group response and see whether robust rules can be used for effective communication and information dissemination strategies.

1   INTRODUCTION

In order to adopt a robust management strategy concerning food related risks it is vital that individuals' perceptions are extracted and presented within a quantitative framework. The main objective is to establish the inter- and intra-group homogeneity of response. Identifying any underlying logic, i.e. inferential rules, linking key attributes to response / behaviour will support the design of an effective communication strategy.

2   RISK PERCEPTION

There have been numerous psychometric studies in various fields (nuclear, chemical, aviation etc) concerned with the perception of risks to human life and health (Kenney, 1995; Cohen, 1995; Slovic, 1987; Covello et al., 1988). For the purpose of this paper it is sufficient to state the following points:

3   SURVEY DESIGN

Eliciting expert and stakeholder perception data requires an appropriate questionnaire design. All relevant questions must be asked, appropriate response categories offered and suitable ordering chosen to ensure the interviewee responses are not biased (N.B. In order to constrain the problem, question rotation will be omitted). An example questionnaire is given in Appendix A.

Data elicitation from consumer groups will be accomplished by the 'in-home' test. This procedure is cost effective and ensures a representative sample is extracted. 100 respondents will be selected in each group. Each interview will take up to 20 minutes to elicit 'tick-box' responses from approximately 20 questions.

Elicitation of responses from experts will be conducted through 'in-office' interviews. Fifty experts will be sampled consisting of 25 high-level (i.e. government, leading food safety controller, etc.) and 25 low-level (i.e. hotel owner, publican, restaurant, etc.) experts. Respondents will be carefully selected to ensure a representative sample is obtained.

A pilot sample will be used to filter the number of scenarios offered to respondents. Nine food risk scenarios will be presented during the pilot test and the top three will be used in the full survey. Of course this might mean that some of the responses may be redundant due to their lack of understanding or familiarity with the risk.

4   ANALYSIS METHOD

In order to derive a model (a set of inferential rules) in order to rationalise individuals' perception of food related risks it is important that the quantitative framework is sympathetic to human decision process. It is the authors opinion that the logical combination of attributes during the perception process, is suited to a fuzzy mathematical analysis. The need for such an AI approach also arises from the subjective non quantitative data, and the unknown interdependencies of different attributes.

In classical set theory elements are either in a set, with a membership of unity, or not in a set, with a membership of zero. Membership is determined by evaluating the truth of some well defined proposition (e.g.: the set of all numbers greater than or equal to three). In fuzzy logic, sets are defined by uncertain or ill-defined propositions (e.g.: the set of all tall people), the corresponding membership is allowed to take values on a sliding scale, from zero to one, reflecting the subjective uncertainty in the definition as well as in the information concerning the candidate element. In fuzzy logic, memberships of intersection and unions of sets are evaluated using minimum and maximum rules respectively.

For each attribute and target set respondents will be asked to assert a level of agreement or disagreement with the proposition presented in the questionnaire; thus in effect defining the fuzzy set of those options for which the respondent perceives the proposition to be true. The ultimate aim is to map the risk attribute questions onto the target sets (see Appendix A).

The scale of agreement will be mapped directly onto the discrete scale (0.1, 0.3, 0.5, 0.7, 0.9). Using another dataset, alternative mappings were investigated and found to have little impact on the results.

Two summary or target statements will be tested (i.e. 'Overall I am not concerned about this risk' and 'I avoid exposure to this risk'). These propositions will define memberships of target sets, representing the output of the respondents perception and decision processes. In considering the responses to the survey, it is the relationships between the attributes, and their logical combinations employed in defining the target attributes which is of central interest.

In order to identify good rules we introduced a measure of success defined for an arbitrary rule (Grindrod et al., submitted). This can be optimised over the set of all possible rules by using a genetic algorithm. Once a 'best' rule has been fitted to the data, we check its significance by considering its performance with reference to a distribution of other 'best' rules, obtained by repeatedly using the same target set along side an equivalent number of random attribute sets.

5   DISCUSSION

The pilot test is in progress and the full survey will be completed before the end of May 1996. Using the intelligent hybrid system which incorporates fuzzy logic and genetic algorithms, illustrative results will be presented at the conference. Results using other datasets are encouraging.

6   REFERENCES

Cohen B L (1995) How Dangerous is Low Level Radiation. Risk Analysis, 15, pp. 645-654.

Covello V T, Sandman P M, and Slovic P (1988) Risk Communication, risk statistics and Risk Comparisons; A Manual For Plant Managers. Washington DC, Chemical Manufacturers Association.

Keeney R L (1995) Understanding Life Threatening Risks. Risk Analysis, 15, 6, pp. 627-637. Slovic P (1987) Perception of Risk. Science, 236, pp. 280-28.

Annex A: Response Sheet for Food Risk Scenario Survey